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Temporary. Compliance Officer (Temp)

Job Reference: 436734

Reporting to the Compliance Manager, you will be assisting with regulatory filings, review of fund activity, annual compliance plans, assisting with special projects and providing regulatory guidance and support to the business divisions operating in the Cayman Islands.

  • Assist with managing and record-keeping of client complaints.
  • Assist with redemption work on KYC/DD
  • Manage regulatory filings, annual compliance plans, assisting with special projects
  • Write procedures, develop forms, keep such procedures and forms up to date with new developments
  • Review compliance reporting systems and procedures in line with a current regulatory requirement.
  • Draft of compliance reports;
  • Review internal compliance procedures;
  • Assist with regulatory queries.  
Requirements:
  • Minimum of 3-5 years compliance-related work experience in a financial or professional services institution
  • Recognized compliance qualification preferred (CAMS or similar)
  • Strong knowledge and understanding of Cayman regulations, compliance, AML and corporate governance requirements of the Cayman Islands 
  • Knowledge and experience using Viewpoint, QuickBooks, and CORIS/CAPS 
  • Ability to work independently on projects as required
  • Excellent communication skills both written and verbal
  • Excellent team working skills, ability to manage own workload and great attention to detail.
Hourly rate based on experience plus benefits 

If this sounds like a good match for you and you would like to learn more, we would welcome your application. Go ahead and apply. 

Apply for this role

Vanessa Gowen
Co-Founder

vanessa@theagency.ky
+1 345 743 1772

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