Permanent. Regulatory Services Specialist

Job Reference: 968316

On behalf of a financial services company based in Cayman, we are recruiting for the position of Regulatory Services Specialist.

You will work closely with the attorneys within the Regulatory Group, assisting with document management, researching and drafting internal classification analyses under various regulatory regimes, while also ensuring timely submission and tracking of client regulatory filings. You will serve as the appointed AMLCO/DMLRO for the firm, acting as the main point of contact for regulatory authorities. You will ensure that AML/ATF training and reviews are conducted on a regular basis and keep senior management informed about regulatory, legislative and best practice changes, including the possible impacts.
In addition, you will provide regular reports to boards and other relevant bodies offering proactive regulatory advice to business managers and support functions. You will assist with AEOI, FATCA/CRS filing requirements and Economic Substance filing requirements, ensuring compliance with regulatory reporting deadlines. You will also serve as the primary point of contact with CIMA and other regulatory authorities and respond to their requests.

  • University degree in Finance/Economics/Accounting/Law
  • A minimum of 3 years of experience within professional services firm
  • Proven knowledge of and working experience with the Cayman AML/KYC requirements
  • Strong working knowledge of Cayman Islands legislation as it pertains to Investment Funds, Economic Substance, FATCA/CRS and/or Beneficial Ownership
  • Ability to use MS Word, Excel and Outlook at an advanced level
  • Excellent communication skills both written and verbal
  • Ability to work on tight deadlines
  • Excellent team working skills, ability to manage own workload and great attention to detail
Salary: US$100,000-US$120,000 per annum plus benefits. If this role sounds like one that you feel inspired by, please get in touch. We would love to hear from you.

We believe in inclusive workplaces and we are happy to consider any reasonable adjustments that candidates may require during the recruitment process; you will be asked if you require any during the application process. If you’d like to request additional options, please email

Apply for this role

Richmond Wolf
Senior Recruiter
+1 345 743 1775


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