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Permanent. Vice President Compliance Monitoring

Job Reference: 731306

As the Vice President – Compliance Monitoring you will lead the development and implementation of the Compliance Monitoring programme and ensure a consistent framework across all offices.  

Responsibilities: 
  • Lead the risk assessment and design of the Company’s Compliance Monitoring plan
  • Implement the compliance monitoring plan, utilising resource as required from the broader compliance team to carry out the testing
  • Drive development of a consistent approach to compliance monitoring across all jurisdiction 
  • Review compliance onboarding practices and documentation, liaising with the business as required and make recommendations as to improvements
  • Provide regular and detailed compliance monitoring reports to senior management and the boards of the regulated entities
  • Working closely with client’s Senior Management, identifying issues and proposing solutions
Qualifications:   
  • University degree in Finance/Accounting/Law
  • A Legal or accounting professional designation is preferable
  • 5 years of experience in Financial Services working in a regulatory environment and practical application of the laws, regulations and guidance
  • Proven knowledge of and working experience with the Cayman AML/KYC requirements
  • Demonstrable experience in compliance monitoring
  • Ability to work to strict deadlines and handle multiple projects without compromising quality
Salary: US$100,000-US$130,000 per annum plus benefits.

If this sounds like a good match for you and you would like to learn more, we would welcome your application. Go ahead and apply.

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Jack Watters
Senior Recruiter

jack@theagency.ky
+1 345 743 1775

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