The Agency is recruiting for a Compliance Manager on behalf of our client.

Career Advancement: This role offers significant responsibility and the chance to progress within a supportive, growth-oriented environment. You’ll work closely with senior management, giving you visibility and the opportunity to influence key decisions.

Collaborative Culture: Join a team that values collaboration and knowledge-sharing. You’ll work alongside seasoned professionals who are committed to maintaining the highest standards of compliance.

Continuous Learning: Stay ahead of industry developments and regulatory changes and take the lead in implementing new policies and procedures. You’ll also have the opportunity to train and mentor others, enhancing your leadership skills.

• Play a leading role in ensuring the maintenance of a robust and effective compliance framework and providing assurance that complies with all relevant regulations, industry legislation and best practice.
• Advise on the suitability of client relationships, business lines, and general governance matters.
• Monitor regulatory developments and advise senior management on their implications.
• Play a key role in executing new and ongoing compliance requirements, including regulatory filings and client due diligence.
• Manage compliance staff, answer AML queries and escalate high-risk issues.
• Responsible for the development of policies and procedures, ensuring that they are followed, monitored and reviewed with the objective of providing quality service to the organization.
• Responsible for the planning and execution of an Anti-Money Laundering training program for all staff members.
• Support the Senior Compliance Manager in managing a team of support staff.

• A bachelor’s degree or postgraduate degree in a relevant field.
• Prior experience  at a senior associate/manager level would be an asset.
• Strong regulatory background and expertise in Internal Audit, Assurance, Compliance, Consulting, or Forensics.
• Detailed knowledge of FATCA/CRS regulations.
• Good knowledge of AML/CFT legal and regulatory framework.
• Experience with cross-border projects is highly desirable.
• Strong leadership skills.

If you’re a proactive compliance professional looking for a challenging and rewarding role, we want to hear from you! Apply today to join our clients team and make a lasting impact.

We believe in inclusive workplaces and we are happy to consider any reasonable adjustments that candidates may require during the recruitment process; you will be asked if you require any during the application process. If you’d like to request additional options, please email Erika@theagency.ky.