The Agency is recruiting for a Senior Compliance Specialist on behalf of our client.

Career Growth: Opportunity to work on complex compliance programs across global fund and restructuring operations, enhancing regulatory expertise.

Global Exposure: Gain experience with multiple regulatory regimes and interact with international teams, broadening professional horizons.

Impactful Work: Play a key role in ensuring regulatory adherence and supporting initiatives that directly influence the firm’s risk and advisory solutions.

• Support and maintain compliance programs for restructuring and fund operations, ensuring adherence to internal policies and external regulations.
• Monitor regulatory developments and assist with filings, policy updates, and procedural maintenance.
• Serve as a liaison to business teams, communicating requirements, addressing questions, and escalating issues as needed.
• Participate in compliance initiatives, including anti-money laundering efforts and special projects.

Requirements:

• 3–5 years’ experience in financial services, with exposure to fund or restructuring compliance preferred.
• Bachelor’s degree required; legal or regulatory experience is advantageous.
• Knowledge of Cayman Islands regulations essential; familiarity with other global regulatory regimes or SEC rules is a plus.
• Strong organizational, communication, and multitasking abilities; self-motivated and able to work independently.

Salary: US$100,000 – US$120,000 per annum.

If this sounds like a good match for you and you would like to learn more, we would welcome your application. Go ahead and apply. 

We believe in inclusive workplaces and we are happy to consider any reasonable adjustments that candidates may require during the recruitment process; you will be asked if you require any during the application process. If you’d like to request additional options, please email erika@theagency.ky.