The Agency is recruiting for a Senior Regulatory Compliance Executive on behalf of our client.

Grow Your Career: Develop your expertise in regulatory compliance while tackling complex challenges that drive professional growth.

Collaborate with Experts: Work alongside experienced professionals across diverse teams, contributing to innovative solutions in a dynamic industry.

Shape the Future: Contribute to identifying compliance trends and influencing strategies that ensure the organization stays ahead of regulatory challenges.

• Monitor and interpret regulatory changes across the global and local markets to ensure compliance with new requirements.
• Create and implement proactive compliance policies, conducting reviews and identifying areas for improvement.
• Manage compliance monitoring initiatives, ensuring they are effectively applied across the organization.
• Partner with leadership and teams to tackle regulatory challenges through strategic, innovative solutions.
• Prepare and deliver critical regulatory reports, including CRS, FATCA, MiFIR, and EMIR submissions.
• Drive efforts to identify compliance trends and strengthen organizational alignment with regulatory expectations.

Requirements

• Bachelor’s Degree in Legal, Compliance, or a related field.
• At least 5 years experience in compliance, audit, or risk roles within the financial services industry.
• Deep understanding of regulations, especially those governing CFDs and investment services.

Salary: US$90K – US$150K per annum.

This is an opportunity to advance your career while making a difference in a fast-paced, ever-evolving industry.

We believe in inclusive workplaces and we are happy to consider any reasonable adjustments that candidates may require during the recruitment process; you will be asked if you require any during the application process. If you’d like to request additional options, please email Erika@theagency.ky